Our Client: Great opportunity for an experienced Compliance professional to manage a talented Compliance team. The role will report directly into the CEO and ensure an effective regulatory framework is in place to help manage and control its regulatory risk through appropriate oversight and supervision.

Your Role: Lead the Compliance Forum to deliver and raise awareness of regulatory/business developments. Ensure compliance plans remain on track and lead on the more technical execution and delivery of regulatory assurance activity. Ensure first line controls are adequate and operate effectively. Provide regular reports to the Head of Compliance to deliver to appropriate committees which demonstrate effective oversight and control to manage regulatory risk. Lead and/or oversee key business projects to ensure effective engagement and delivery against project timelines.

Must Have: 7 to 10 years of relevant experience working for the banking sector or financial services company. Must have a good understanding of the regulatory landscape surrounding financial services.

Managing Expectations: At Mindfield we are driven by mutually agreed KPIs and service levels. Exceptional results can only be delivered when we understand both our key stakeholders clients and candidates. Keeping this in mind we would request that when applying for a role do take cognizance of the “must haves” to avoid disappointment. Sometimes positions take time to close and there could be delay in us responding to you but as a thumb rule if you do not hear from us in 7-8 working days post applying for the role then the resume has not been shortlisted and would be kept on the database for other roles. Look forward to a long term relationship…Mindfield…making a difference